Investment management firms face a challenging environment. While market conditions are improving, greater demands for transparency created by the financial crisis have resulted in a new regulatory regime that promises to significantly impact the way investment management firms handle their daily activities.
The purpose of this whitepaper is to develop a systemic framework to assist managers in assessing their compliance capabilities and to recommend workflows and solutions in specific areas to assist with compliance in a changing regulatory environment.
Please complete the form below and the white paper will be sent to you.