Managing Compliance in a Changing Regulatory Environment

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    Investment management firms face a challenging environment.  While market conditions are improving, greater demands for transparency created by the financial crisis have resulted in a new regulatory regime that promises to significantly impact the way investment management firms handle their daily activities.

    The purpose of this whitepaper is to develop a systemic framework to assist managers in assessing their compliance capabilities and to recommend workflows and solutions in specific areas to assist with compliance in a changing regulatory environment.

    Please complete the form below and the white paper will be sent to you.

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