INDATAFirm Utilizes INDATA for OMS, Portfolio Modeling, Compliance, Shadow Accounting and Reporting Greenwich, CT — August 15, 2017 – INDATA, a leading industry provider of software, technology, and services for buy-side…
read moreRelease of iPM Epic Includes Enhanced Compliance, Data Management, and Trading Updates Greenwich, CT – March 14, 2017 – INDATA®, a leading industry provider of software, technology, and services for…
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Good article in Institutional Investor regarding upcoming changes to form ADV. Among the salient points are that RIAs need to take stock of their reporting tech and also modify their…
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Great article in FundFire with the key quote being, “the distance between back and front office has shrunk.” We couldn’t agree more in terms of what we are seeing in…
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Interesting article in FundFire recently regarding compliance. Apparently, there is between a 25% and 40% rate of error in the coding of compliance rules within the typical investment management firm. …
read moreEven for many boutique managers with traditional investments (i.e. those that do not manage derivatives or alternative investments) compliance is also a large area of concern.
read moreSurvey results revealed that investment management firms are as focused on client initiatives as they are on upcoming regulatory change.
read moreGreat article today in FundFire assessing the state of compliance and employment opportunities for those with compliance experience. Among the key points made are that compliance is more important than…
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